James S. Levin - Nov 22, 2021 Form 4 Insider Report for Sculptor Capital Management, Inc. (SCU)

Role: CIO and CEO, Director
Signature: /s/ Wayne N. Cohen, power of attorney for James S. Levin
Stock symbol: SCU
Transactions as of: Nov 22, 2021
Transactions value $: $0
Form type: 4
Date filed: 11/24/2021, 03:12 PM
Previous filing: Aug 26, 2021
Next filing: Dec 8, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SCU	Class A Restricted Share Units	Award	$0	+60	+0.2%	$0.00	30.7K	Nov 22, 2021	Class A Shares	60		Direct	F1, F2, F3
transaction	SCU	Class A Restricted Share Units	Award	$0	+1.84K	+1.47%	$0.00	127K	Nov 22, 2021	Class A Shares	1.84K		Direct	F1, F2, F4
transaction	SCU	Class A Restricted Share Units	Award	$0	+998	+0.2%	$0.00	489K	Nov 22, 2021	Class A Shares	998		Direct	F1, F2, F5
transaction	SCU	Class A Restricted Share Units	Award	$0	+4.04K	+1.47%	$0.00	280K	Nov 22, 2021	Class A Shares	4.04K		Direct	F1, F2, F7
holding	SCU	Class A Restricted Share Units						802	Nov 22, 2021	Class A Shares	802		Held by Trusts	F1, F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F2	The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units.
F3	The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2019. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 31, 2022.
F4	The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2022 and January 1, 2023.
F5	The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 16, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 31, 2021 and December 31, 2022.
F6	The Class A Restricted Share Units listed here are held in trusts. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed an admission that he or any trust is the beneficial owner of any such interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest therein.
F7	The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2022, January 1, 2023 and January 1, 2024.