James S. Levin - May 25, 2021 Form 4 Insider Report for Sculptor Capital Management, Inc. (SCU)

Role
CIO and CEO, Director
Signature
/s/ Wayne N. Cohen, power of attorney for James S. Levin
Stock symbol
SCU
Transactions as of
May 25, 2021
Transactions value $
$0
Form type
4
Date filed
5/27/2021, 04:18 PM
Next filing
Aug 26, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Class A Restricted Share Units Award $0 +228 +0.75% $0.00 30.6K May 25, 2021 Class A Shares 228 Direct F1, F2, F3
transaction SCU Class A Restricted Share Units Award $0 +1.45K +1.19% $0.00 123K May 25, 2021 Class A Shares 1.45K Direct F1, F2, F4
transaction SCU Class A Restricted Share Units Award $0 +3.65K +0.76% $0.00 486K May 25, 2021 Class A Shares 3.65K Direct F1, F2, F5
transaction SCU Class A Restricted Share Units Award $0 +4 +0.5% $0.00 801 May 25, 2021 Class A Shares 4 Held by Trusts F1, F2, F5, F6
transaction SCU Class A Restricted Share Units Award $0 +3.17K +1.19% $0.00 270K May 25, 2021 Class A Shares 3.17K Direct F1, F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F2 The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units.
F3 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2019. The Class A Restricted Share Units vest, subject to certain limited exceptions, on January 31, 2022.
F4 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2022 and January 1, 2023.
F5 These Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 16, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 31, 2021 and December 31, 2022.
F6 The Class A Restricted Share Units listed here are held in trusts. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the Reporting Person herein states that this filing shall not be deemed an admission that he or any trust is the beneficial owner of any such interests, and disclaims beneficial ownership of such interests, except to the extent of his pecuniary interest therein.
F7 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2022, January 1, 2023 and January 1, 2024.