Ryan M. Paylor - 19 Mar 2024 Form 4/A Insider Report for HERZFELD CARIBBEAN BASIN FUND INC (CUBA)

Role
Portfolio Manager
Signature
/s/ Ryan Paylor
Issuer symbol
CUBA
Transactions as of
19 Mar 2024
Net transactions value
-$9,944
Form type
4/A
Filing time
26 Mar 2024, 16:00:16 UTC
Date Of Original Report
21 Mar 2024
Previous filing
02 Feb 2024
Next filing
15 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CUBA Common stock Disposed to Issuer $9,944 -2,939 -14% $3.38 18,653 19 Mar 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount reported represents the estimated number of shares tendered to The Herzfeld Caribbean Basin Fund, Inc. (the "Fund") in connection with the issuer tender offer by the Fund pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on February 20, 2024 (the "Tender Offer"). The final proration factor for the Tender Offer is 13.615645%.