Ryan Paylor - Mar 19, 2024 Form 4/A Insider Report for HERZFELD CARIBBEAN BASIN FUND INC (CUBA)

Role
Portfolio Manager
Signature
/s/ Ryan Paylor
Stock symbol
CUBA
Transactions as of
Mar 19, 2024
Transactions value $
-$9,944
Form type
4/A
Date filed
3/26/2024, 04:00 PM
Date Of Original Report
Mar 21, 2024
Previous filing
Feb 2, 2024
Next filing
Apr 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CUBA Common stock Disposed to Issuer -$9.94K -2.94K -13.61% $3.38 18.7K Mar 19, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount reported represents the estimated number of shares tendered to The Herzfeld Caribbean Basin Fund, Inc. (the "Fund") in connection with the issuer tender offer by the Fund pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on February 20, 2024 (the "Tender Offer"). The final proration factor for the Tender Offer is 13.615645%.