Darren Fisk - 03 May 2021 Form 4 Insider Report for Forum CRE Income Fund

Role
Chief Executive Officer, Director
Signature
/s/ Darren Fisk
Issuer symbol
N/A
Transactions as of
03 May 2021
Net transactions value
+$31,466,113
Form type
4
Filing time
29 Jul 2021, 12:37:05 UTC
Next filing
02 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction Class I Shares Purchase $18,210,982 +1,821,098 $10.00* 192,110 03 May 2021 Fisk Investments, LLC F1
transaction Class I Shares Purchase $572,345 +57,235 $10.00* 5,723 03 May 2021 Marion Avenue Limited Partnership F2
transaction Class I Shares Purchase $12,682,786 +1,268,279 $10.00* 126,828 03 May 2021 GRE II, LP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Darren Fisk is the direct 87.68% owner of Fisk Investments, LLC in whose account the reported securities are directly held. The amount of reported securities includes 100% of the securities held by Fisk Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2 Marc Swerdlow is a direct 50% owner of Marion Avenue Limited Partnership in whose account the reported securities are directly held. The amount of reported securities includes 100% of the securities held by Marion Avenue Limited Partnership. The Reporting Person disclaims beneficial ownership of the securities to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3 David Gerstenhaber is the direct 100% owner of GRE II, LP in whose account the reported securities are directly held.