Darren Fisk - May 3, 2021 Form 4 Insider Report for Forum CRE Income Fund (N/A)

Role
Chief Executive Officer, Director
Signature
/s/ Darren Fisk
Stock symbol
N/A
Transactions as of
May 3, 2021
Transactions value $
$31,466,113
Form type
4
Date filed
7/29/2021, 12:37 PM
Next filing
Nov 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction N/A Class I Shares Purchase $18.2M +1.82M $10.00* 192K May 3, 2021 Fisk Investments, LLC F1
transaction N/A Class I Shares Purchase $572K +57.2K $10.00* 5.72K May 3, 2021 Marion Avenue Limited Partnership F2
transaction N/A Class I Shares Purchase $12.7M +1.27M $10.00* 127K May 3, 2021 GRE II, LP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Darren Fisk is the direct 87.68% owner of Fisk Investments, LLC in whose account the reported securities are directly held. The amount of reported securities includes 100% of the securities held by Fisk Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2 Marc Swerdlow is a direct 50% owner of Marion Avenue Limited Partnership in whose account the reported securities are directly held. The amount of reported securities includes 100% of the securities held by Marion Avenue Limited Partnership. The Reporting Person disclaims beneficial ownership of the securities to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3 David Gerstenhaber is the direct 100% owner of GRE II, LP in whose account the reported securities are directly held.