NICHOLAS SHERIDAN LEWIN - 10 Sep 2022 Form 4 Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)

Role
Director
Signature
/s/ Rajbir S. Denhoy, by power of attorney
Issuer symbol
ESTA
Transactions as of
10 Sep 2022
Transactions value $
$0
Form type
4
Filing time
13 Sep 2022, 16:11:05 UTC
Previous filing
22 Jun 2022
Next filing
14 Dec 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESTA Stock Option (Right to buy) Other $0 -36.8K -100% $0.00* 0 10 Sep 2022 Common Shares 36.8K $4.11 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the Reporting Person's transfer of an option to a third party with a prior service provider relationship to the Issuer.
F2 The option vested as to one half of the shares subject to the option on December 1, 2016 and one sixth of the shares subject to the option on each one-year anniversary thereafter.