Jonathan Aaron Coblentz - 11 Nov 2021 Form 4/A - Amendment Insider Report for Oportun Financial Corp (OPRT)

Role
CFO & Chief Admin Officer
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Issuer symbol
OPRT
Transactions as of
11 Nov 2021
Net transactions value
-$272,272
Form type
4/A - Amendment
Filing time
15 Nov 2021, 08:18:10 UTC
Date Of Original Report
15 Nov 2021
Previous filing
14 Sep 2021
Next filing
06 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Options Exercise $1,588 +1,203 +2% $1.32* 62,059 11 Nov 2021 Direct F1
transaction OPRT Common Stock Sale $33,082 -1,203 -1.9% $27.50 60,856 11 Nov 2021 Direct F1, F2
transaction OPRT Common Stock Options Exercise $12,140 +9,197 +15% $1.32* 70,053 12 Nov 2021 Direct F1
transaction OPRT Common Stock Sale $252,918 -9,197 -13% $27.50 60,856 12 Nov 2021 Direct F1, F2
holding OPRT Common Stock 120,054 11 Nov 2021 See footnote. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Stock Option (Right to Buy) Options Exercise $0 -1,203 -1.2% $0.000000 102,967 11 Nov 2021 Common Stock 1,203 $1.32 Direct F4
transaction OPRT Stock Option (Right to Buy) Options Exercise $0 -9,197 -8.9% $0.000000 93,770 12 Nov 2021 Common Stock 9,197 $1.32 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020.
F2 All shares were sold at the same price.
F3 Certain of these shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
F4 The option is fully vested.

Remarks:

This Form 4/A is being filed solely to correct an inadvertent error in the transaction date of the last reported stock sale in column 2 of Table I.