Jonathan Aaron Coblentz - Nov 11, 2021 Form 4/A - Amendment Insider Report for Oportun Financial Corp (OPRT)

Role
CFO & Chief Admin Officer
Signature
/s/ Kathleen Layton (Attorney-in-Fact)
Stock symbol
OPRT
Transactions as of
Nov 11, 2021
Transactions value $
-$272,272
Form type
4/A - Amendment
Date filed
11/15/2021, 08:18 AM
Date Of Original Report
Nov 15, 2021
Previous filing
Sep 14, 2021
Next filing
Dec 6, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPRT Common Stock Options Exercise $1.59K +1.2K +1.98% $1.32* 62.1K Nov 11, 2021 Direct F1
transaction OPRT Common Stock Sale -$33.1K -1.2K -1.94% $27.50 60.9K Nov 11, 2021 Direct F1, F2
transaction OPRT Common Stock Options Exercise $12.1K +9.2K +15.11% $1.32* 70.1K Nov 12, 2021 Direct F1
transaction OPRT Common Stock Sale -$253K -9.2K -13.13% $27.50 60.9K Nov 12, 2021 Direct F1, F2
holding OPRT Common Stock 120K Nov 11, 2021 See footnote. F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPRT Stock Option (Right to Buy) Options Exercise $0 -1.2K -1.15% $0.00 103K Nov 11, 2021 Common Stock 1.2K $1.32 Direct F4
transaction OPRT Stock Option (Right to Buy) Options Exercise $0 -9.2K -8.93% $0.00 93.8K Nov 12, 2021 Common Stock 9.2K $1.32 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020.
F2 All shares were sold at the same price.
F3 Certain of these shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
F4 The option is fully vested.

Remarks:

This Form 4/A is being filed solely to correct an inadvertent error in the transaction date of the last reported stock sale in column 2 of Table I.