Dennis P. McNamara - 28 Jan 2025 Form 4 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role
Secretary
Signature
/s/ Jenny Chan, as Attorney-in-fact for Dennis P. McNamara
Issuer symbol
OPY
Transactions as of
28 Jan 2025
Net transactions value
$0
Form type
4
Filing time
30 Jan 2025, 15:36:58 UTC
Previous filing
01 Aug 2024
Next filing
06 Aug 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPY Class A non-voting common stock Other +3,085 +15% 23,766 28 Jan 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPY Restricted Class A non-voting common stock Other -5,000 -29% 12,500 28 Jan 2025 Class A non-voting common stock 5,000 Direct F1
transaction OPY Restricted Class A non-voting common stock Other +2,000 +16% 14,500 29 Jan 2025 Class A non-voting common stock 2,000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited.
F2 The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.