Dennis P. McNamara - 29 Jan 2023 Form 4 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role
Secretary
Signature
/s/ Jenny Chan, as Attorney-in-fact for Dennis P. McNamara
Issuer symbol
OPY
Transactions as of
29 Jan 2023
Net transactions value
$0
Form type
4
Filing time
31 Jan 2023, 15:04:47 UTC
Previous filing
27 Jan 2023
Next filing
06 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPY Class A non-voting common stock Other +2,081 +6.1% 36,444 29 Jan 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPY Restricted Class A non-voting common stock Other -3,500 -16% 19,000 29 Jan 2023 Class A non-voting common stock 2,081 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,081 Class A non-voting common shares were converted and 1,419 shares were forfeited.