DENNIS P. McNAMARA - Jan 29, 2023 Form 4 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role
Secretary
Signature
/s/ Jenny Chan, as Attorney-in-fact for Dennis P. McNamara
Stock symbol
OPY
Transactions as of
Jan 29, 2023
Transactions value $
$0
Form type
4
Date filed
1/31/2023, 03:04 PM
Previous filing
Jan 27, 2023
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPY Class A non-voting common stock Other +2.08K +6.06% 36.4K Jan 29, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPY Restricted Class A non-voting common stock Other -3.5K -15.56% 19K Jan 29, 2023 Class A non-voting common stock 2.08K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,081 Class A non-voting common shares were converted and 1,419 shares were forfeited.