Bradley E. Smith - Oct 6, 2021 Form 4 Insider Report for TIPTREE INC. (TIPT)

Role
Director
Signature
/s/ Neil C. Rifkind as Attorney-in-Fact for Bradley E. Smith
Stock symbol
TIPT
Transactions as of
Oct 6, 2021
Transactions value $
$0
Form type
4
Date filed
10/7/2021, 10:02 AM
Previous filing
Jul 7, 2021
Next filing
Jan 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TIPT Common Stock Award $0 +3.18K +3.74% $0.00 88.4K Oct 6, 2021 Direct F1
holding TIPT Common Stock 63.7K Oct 6, 2021 By: Kahala Capital Advisors LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.
F2 The reporting person is a principal of Kahala Capital Advisors LLC. The number of shares reflects a total which is greater than the reporting person's pecuniary interest. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.