| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Liang Charles | President and CEO, Director, 10%+ Owner | 980 ROCK AVENUE, SAN JOSE | /s/ David E Weigand, Attorney-In-Fact | 03 Mar 2026 | 0001392942 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | $88,850 | +20,980 | +3.4% | $4.24 | 630,780 | 27 Feb 2026 | By Spouse | |
| holding | SMCI | Common Stock | 40,426,120 | 27 Feb 2026 | Direct | ||||||
| holding | SMCI | Common Stock | 25,672,520 | 27 Feb 2026 | By Joint Account w/ Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Employee Stock Option (right to buy) | Options Exercise | $0 | -20,980 | -100% | $0.000000 | 0 | 27 Feb 2026 | Common Stock | 20,980 | $4.24 | By Spouse | F1, F2 |
| Id | Content |
|---|---|
| F1 | This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024. |
| F2 | This stock option was granted on April 27, 2021. It is fully vested and exercisable. |