| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Liang Charles | President and CEO, Director, 10%+ Owner | 980 ROCK AVENUE, SAN JOSE | /s/ David E Weigand, Attorney-In-Fact | 02 Jul 2025 | 0001392942 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +820 | +40% | 2,891 | 01 Jul 2025 | By Spouse | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $20,862 | -442 | -15% | $47.20 | 2,449 | 01 Jul 2025 | By Spouse | |
| transaction | SMCI | Common Stock | Options Exercise | +510 | +21% | 2,959 | 01 Jul 2025 | By Spouse | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $12,980 | -275 | -9.3% | $47.20 | 2,684 | 01 Jul 2025 | By Spouse | |
| holding | SMCI | Common Stock | 66,903,640 | 01 Jul 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -820 | -33% | $0.000000 | 1,660 | 01 Jul 2025 | Common Stock | 820 | By Spouse | F1, F2, F3 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -510 | -25% | $0.000000 | 1,530 | 01 Jul 2025 | Common Stock | 510 | By Spouse | F1, F4 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024. |
| F3 | Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. |
| F4 | Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. |