| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Liu Liang Chiu-Chu Sara | Director, 10%+ Owner | 980 ROCK AVENUE, SAN JOSE | /s/ David E Weigand, Attorney-In-Fact | 02 Jul 2025 | 0001392941 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +820 | +39.59% | 2.89K | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | -$20.9K | -442 | -15.29% | $47.20 | 2.45K | 01 Jul 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +510 | +20.82% | 2.96K | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | -$13K | -275 | -9.29% | $47.20 | 2.68K | 01 Jul 2025 | Direct | |
| holding | SMCI | Common Stock | 66.9M | 01 Jul 2025 | By Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -820 | -33.06% | $0.00 | 1.66K | 01 Jul 2025 | Common Stock | 820 | Direct | F1, F2, F3 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -510 | -25% | $0.00 | 1.53K | 01 Jul 2025 | Common Stock | 510 | Direct | F1, F4 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. |
| F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. |