Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Liu Liang Chiu-Chu Sara | Director, 10%+ Owner | 980 ROCK AVENUE, SAN JOSE | /s/ David E Weigand, Attorney-In-Fact | 2025-07-02 | 0001392941 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -820 | -33.06% | $0.00 | 1.66K | Jul 1, 2025 | Common Stock | 820 | Direct | F1, F2, F3 | |
transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -510 | -25% | $0.00 | 1.53K | Jul 1, 2025 | Common Stock | 510 | Direct | F1, F4 |
Id | Content |
---|---|
F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
F2 | This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024. |
F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. |
F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. |