| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Liaw Yih-Shyan Wally | Director | 980 ROCK AVE., SAN JOSE | /s/ David E Weigand, Attorney-In-Fact | 2025-11-12 | 0001392937 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +4.37K | +5.43% | 84.8K | Nov 10, 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | -$89.2K | -2.22K | -2.62% | $40.19 | 82.6K | Nov 10, 2025 | Direct | F2 |
| transaction | SMCI | Common Stock | Options Exercise | +4.38K | +5.3% | 87K | Nov 10, 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | -$89.4K | -2.23K | -2.56% | $40.19 | 84.7K | Nov 10, 2025 | Direct | F2 |
| transaction | SMCI | Common Stock | Options Exercise | +3.39K | +4.01% | 88.1K | Nov 10, 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | -$69.3K | -1.72K | -1.96% | $40.19 | 86.4K | Nov 10, 2025 | Direct | F2 |
| holding | SMCI | Common Stock | 194K | Nov 10, 2025 | By Spouse | ||||||
| holding | SMCI | Common Stock | 15M | Nov 10, 2025 | By Liaw Family Trust | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -4.37K | -24.97% | $0.00 | 13.1K | Nov 10, 2025 | Common Stock | 4.37K | Direct | F1, F4 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -4.38K | -20.02% | $0.00 | 17.5K | Nov 10, 2025 | Common Stock | 4.38K | Direct | F1, F5 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -3.39K | -24.99% | $0.00 | 10.2K | Nov 10, 2025 | Common Stock | 3.39K | Direct | F1, F6 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act. |
| F3 | These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust. |
| F4 | Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| F5 | Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| F6 | Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock |