Stephen Chang - Jan 2, 2025 Form 4 Insider Report for ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)

Signature
/s/ Yanbing Hong, attorney-in-fact for Stephen Chang
Stock symbol
AOSL
Transactions as of
Jan 2, 2025
Transactions value $
-$410,125
Form type
4
Date filed
1/3/2025, 06:28 PM
Previous filing
Nov 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOSL Common Share Tax liability -$410K -11.2K -2.26% $36.54 485K Jan 2, 2025 Direct F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy the Issuer's tax withholding obligation upon the issuance and annual vesting of shares subject to Market-Based Performance Share Unit (MSU).
F2 Includes 45,000 unvested shares subject to the MSU granted on July 01, 2018 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
F3 Includes an aggregate of 117,500 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2021, March 15, 2022, March 15, 2023, and March 15, 2024 which will be issued as such units vest in accordance with their terms, and excludes 57,500 unvested common shares subject to the Performance Share Unit (PSU) granted on March 15, 2024, which may become vested upon achievement of certain corporate performance goals in the future.
F4 Includes an aggregate of 14,049 unvested shares subject to the PSU granted on March 15, 2021 and March 15, 2022 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
F5 Reflects 127 shares acquired under the Issuer's Employee Stock Purchase Plan on November 14, 2024.