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Signature
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/s/ Yanbing Hong, attorney-in-fact for Michael L. Pfeiffer
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Issuer symbol
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AOSL
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Transactions as of
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18 Jan 2024
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Net transactions value
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-$41,227
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Form type
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4
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Filing time
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19 Jan 2024, 18:32:57 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AOSL |
Common Shares |
Options Exercise |
$17,124 |
+2,375 |
+4.1% |
$7.21 |
59,994 |
18 Jan 2024 |
Direct |
|
| transaction |
AOSL |
Common Shares |
Sale |
$17,716 |
-664 |
-1.1% |
$26.68 |
59,330 |
18 Jan 2024 |
Direct |
F1, F2 |
| transaction |
AOSL |
Common Shares |
Options Exercise |
$32,445 |
+4,500 |
+7.6% |
$7.21 |
63,830 |
19 Jan 2024 |
Direct |
|
| transaction |
AOSL |
Common Shares |
Sale |
$73,080 |
-2,673 |
-4.2% |
$27.34 |
61,157 |
19 Jan 2024 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AOSL |
Share Option (Right to Buy) |
Options Exercise |
$0 |
-2,375 |
-35% |
$0.000000 |
4,500 |
18 Jan 2024 |
Common Share |
2,375 |
$7.21 |
Direct |
F3 |
| transaction |
AOSL |
Share Option (Right to Buy) |
Options Exercise |
$0 |
-4,500 |
-100% |
$0.000000* |
0 |
19 Jan 2024 |
Common Share |
4,500 |
$7.21 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: