Bing Xue - 16 May 2022 Form 4 Insider Report for ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)

Signature
/s/ Yanbing Hong, attoryney-in-fact for Bing Xue
Issuer symbol
AOSL
Transactions as of
16 May 2022
Net transactions value
-$57,546
Form type
4
Filing time
17 May 2022, 17:55:49 UTC
Previous filing
19 Apr 2022
Next filing
17 Jun 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOSL Common Share Sale $57,546 -1,492 -2.2% $38.57 64,900 16 May 2022 Direct F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.
F2 The price reported in Column 4 is the exact price at which all shares were sold.
F3 Includes an aggregate of 38,500 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2019, March 16, 2020, March 15, 2021, August 12, 2021, and March 15, 2022 which will be issued as such units vest in accordance with their terms, and excludes 15,000 unvested common shares subject to the PSU granted on March 15, 2022, which may become vested upon achievement of certain corporate performance goals in the future.
F4 Includes 11,250 unvested shares subject to the PSU granted on March 15, 2021 which are subject to vesting upon satisfaction of service-based vesting conditions by the Reporting Person.
F5 Reflects 875 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2022.