Bing Xue - Nov 10, 2021 Form 4 Insider Report for ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)

Role
EVP-WW Sales & Bus Development
Signature
/s/ Yanbing Hong, attoryney-in-fact for Bing Xue
Stock symbol
AOSL
Transactions as of
Nov 10, 2021
Transactions value $
-$84,373
Form type
4
Date filed
11/12/2021, 03:50 PM
Previous filing
Oct 12, 2021
Next filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AOSL Common Share Sale -$84.4K -1.99K -3.81% $42.42 50.2K Nov 10, 2021 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.
F2 The price reported in Column 4 is the exact price at which all shares were sold.
F3 Includes an aggregate of 34,750 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2018, March 15, 2019, March 16, 2020, March 15, 2021, and August 12, 2021 which will be issued as such units vest in accordance with their terms, and excludes (a) 15,000 unvested common shares subject to the PSU granted on March 15, 2021, which may become vested upon achievement of certain corporate performance goals in the future and (b) 3,750 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
F4 Includes 9,000 unvested common shares subject to the 2020 PSU granted on March 16, 2020 which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.