Wenjun Li - 12 Aug 2021 Form 3 Insider Report for ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)

Role
Chief Operating Officer
Signature
/s/ Yanbing Hong, attorney-in-fact for Wenjun Li
Issuer symbol
AOSL
Transactions as of
12 Aug 2021
Net transactions value
$0
Form type
3
Filing time
18 Aug 2021, 16:54:55 UTC
Next filing
11 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AOSL Common Share 18,750 12 Aug 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 7,375 common shares held by Reporting Person; (ii) 9,000 common shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2018, March 15, 2019, March 16, 2020, and March 15, 2021, which will be issued as such units vest in accordance with their terms; (iii) 875 unvested common shares subject to the Performance Share Units (PSU) granted on March 15, 2018, which may be vested upon satisfaction of certain service-based vesting conditions; (iv) 1,500 unvested common shares subject to the 2020 PSU granted on March 16, 2020, which may be vested upon satisfaction of certain service-based vesting conditions, and excludes 5,000 unvested common shares subject to the PSU granted on March 15, 2021, which may be earned upon achievement of certain corporate performance goals in the future.

Remarks:

Exhibit List: Exhibit 24: Power of Attorney