Harmit J. Singh - 21 Sep 2023 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Signature
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact
Issuer symbol
LEVI
Transactions as of
21 Sep 2023
Net transactions value
-$367,509
Form type
4
Filing time
25 Sep 2023, 16:18:06 UTC
Previous filing
18 Sep 2023
Next filing
18 Dec 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Stock Appreciation Rights Options Exercise $0 -108,000 -50% $0.000000 108,980 21 Sep 2023 Class B Common Stock 108,000 $6.90 Direct F1, F2
transaction LEVI Class B Common Stock Options Exercise $745,200 +108,000 $6.90 108,000 21 Sep 2023 Class A Common Stock 108,000 Direct F1
transaction LEVI Class B Common Stock Disposed to Issuer $1,112,709 -83,038 -77% $13.40 24,962 21 Sep 2023 Class A Common Stock 83,038 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2 100% of these stock appreciation rights are fully vested.
F3 Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.