Jose Miguel Enrich - Sep 15, 2023 Form 4 Insider Report for Rubicon Technologies, Inc. (RBT)

Role
10%+ Owner
Signature
/s/ Jose Miguel Enrich
Stock symbol
RBT
Transactions as of
Sep 15, 2023
Transactions value $
$0
Form type
4
Date filed
9/21/2023, 04:55 PM
Previous filing
Aug 28, 2023
Next filing
May 7, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBT Warrants (right to buy) Purchase +3.98M 3.98M Sep 15, 2023 Class A common Stock 3.98M $0.01 By MBI Holdings LP F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 15, 2023, Rubicon Technologies, Inc. ("Issuer") entered into a securities purchase agreement with MBI Holdings LP ("MBI"), pursuant to which MBI purchased $1.8 million of warrants entitling MBI to purchase 3,984,946 shares of Class A Common Stock at an exercise price of $0.01 per share, exercisable at the option of MBI.
F2 Mr. Enrich is the general partner of MBI and has voting and dispositive control over such securities and may be deemed to beneficially own such securities held by MBI. Mr. Enrich disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.