Wengen Alberta, LP - Dec 31, 2021 Form 5 Insider Report for LAUREATE EDUCATION, INC. (LAUR)

Role
10%+ Owner
Signature
WENGEN ALBERTA, LIMITED PARTNERSHIP By: Wengen Investments Limited, its general partner By: /s/ Nancy Hung, Name: Nancy Hung, Title: Director
Stock symbol
LAUR
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/14/2022, 04:12 PM
Previous filing
Nov 1, 2021
Next filing
Nov 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAUR Common Stock Award $0 +20.9M $0.00 20.9M Oct 29, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAUR Class B Common Stock Disposed to Issuer $0 -20.9M -100% $0.00* 0 Oct 29, 2021 Common Stock 20.9M $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Common Stock of the Issuer has converted into Common Stock of the Issuer effective as of October 29, 2021 and is being reported herein pursuant to Rule 16b-7 of the Securities Exchange Act of 1934.
F2 Represents shares held directly by Wengen. Wengen Investments Limited ("Wengen GP") is the general partner of Wengen. Certain investors, including, but not limited to, certain investment funds and other persons affiliated with or managed by CPV Partners, LLC and Snow Phipps Group, LLC (collectively, the "Wengen Investors"), have interests in the Issuer through Wengen. Each of the Wengen GP and the holders of interests in Wengen (including the Wengen Investors) disclaims beneficial ownership of the securities held by Wengen except to the extent of its pecuniary interest therein.