Jon Winkelried - 12 Jan 2022 Form 3 Insider Report for TPG Pace Beneficial Finance Corp.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
21 Jan 2022, 17:35:40 UTC
Next SEC filing
13 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Gerald Neugebauer on behalf of Jon Winkelried (5)

Key filing fact

Jon Winkelried filed Form 3 for TPG Pace Beneficial Finance Corp. on 21 Jan 2022.

Key facts

  • This page summarizes Jon Winkelried's Form 3 filing for TPG Pace Beneficial Finance Corp..
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 21 Jan 2022, 17:35.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TPGY holding Derivative

Class F Ordinary Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
12 Jan 2022
Ownership
See Explanation of Responses
Underlying class
Class A Ordinary Shares
Underlying amount
8,590,000
Exercise price
Footnotes
F1, F2, F4
TPGY holding Derivative

Warrants (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
12 Jan 2022
Ownership
See Explanation of Responses
Underlying class
Class A Ordinary Shares
Underlying amount
6,000,000
Exercise price
$11.50
Footnotes
F1, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On January 12, 2022, in connection with TPG Inc.'s initial public offering, TPG Inc. engaged in certain transactions as part of a corporate reorganization. As a result of the reorganization, Mr. Jon Winkelried (the "Reporting Person") may be deemed to beneficially own the Class F Ordinary Shares, par value $0.0001 per share (the "Class F Shares"), and warrants (the "Warrants") of TPG Pace Beneficial Finance Corp. (the "Issuer") held by TPG Pace Beneficial Finance Sponsor, Series LLC ("TPG Pace Beneficial Finance Sponsor"). The Reporting Person disclaims beneficial ownership of the securities of the Issuer held by TPG Pace Beneficial Finance Sponsor, except to the extent of his pecuniary interest therein, if any. The Reporting Person does not directly own any securities of the Issuer.

Footnote F2

Pursuant to the Issuer's Memorandum and Articles of Association, as amended, the Class F Shares will automatically convert into Class A Ordinary Shares, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment.

Footnote F3

The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) October 9, 2021 (provided in each case that the Issuer has an effective registration statement under the Securities Act of 1933, as amended, covering the Class A Shares issuable upon exercise of the Warrants) and (ii) terminating on the earlier of (a) the date that is five years after the date on which the Issuer completes its initial business combination and (b) the liquidation of the Issuer if it fails to consummate a business combination.

Footnote F4

Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities in excess of his pecuniary interest.

SEC remarks

5. Gerald Neugebauer is signing on behalf of Mr. Winkelried pursuant to an authorization and designation letter dated October 12, 2020, which was previously filed with the Securities and Exchange Commission.

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