Sixth Street Partners Management Company, L.P. - Jun 22, 2021 Form 3 Insider Report for Sprinklr, Inc. (CXM)

Role
10%+ Owner
Signature
Sixth Street Partners Management Company, L.P. By: /s/ David Stiepleman, Authorized Signatory of the GP of Sixth Street Partners Management Company, L.P. (7)
Stock symbol
CXM
Transactions as of
Jun 22, 2021
Transactions value $
$0
Form type
3
Date filed
8/27/2021, 04:18 PM
Next filing
Jul 12, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CXM Class B Common Stock Jun 22, 2021 Class A Common Stock 9.21M Held by Palette Investments, LLC F1, F2, F3, F5
holding CXM Class B Common Stock Jun 22, 2021 Class A Common Stock 485K Held by Sixth Street Specialty Lending, Inc. F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of the Company's Class B Common Stock is convertible into a share of the Company's Class A Common stock on a 1-to-1 basis and has no expiration date.
F2 These shares are owned directly by Palette Investments, LLC. Palette Investments, LLC is owned by each of (i) TCS Finance (A), LLC, a Delaware limited liability company, (ii) TCS Finance 1, LLC, a Delaware limited liability company and (iii) Palette IV Holdings, LLC, a Delaware limited liability company. Sixth Street Capital Solutions GenPar, L.P., a Delaware limited partnership, is the manager of TCS Finance (A), LLC and TCS Finance 1, LLC. Sixth Street Opportunities GenPar IV, L.P., a Delaware limited partnership, is the manager of Palette IV Holdings, LLC.
F3 Each of Sixth Street Opportunities GenPar IV, L.P. and Sixth Street Capital Solutions GenPar, L.P. is ultimately indirectly controlled by Sixth Street Partners Management Company, L.P., a Delaware limited partnership ("Management Company"). Management Company is managed by its general partner, whose managing member is Alan Waxman. Because of the relationship between Mr. Waxman and Palette Investments, LLC, he may be deemed to beneficially own the shares of the Company's Class B Common Stock owned by Palette Investments, LLC.
F4 These shares are owned directly by Sixth Street Specialty Lending, Inc., a Delaware corporation ("SLX"). SLX is managed by Sixth Street Specialty Lending Advisers, LLC, a Delaware limited liability company ("Adviser"). The business and affairs of Adviser are managed by Sixth Street Specialty Lending Advisers Holdings, LLC, a Delaware limited liability company, the sole member of Adviser ("Adviser Holdings"). Adviser Holdings is managed by TSSP Holdco Management, LLC, a Delaware limited liability company ("TSSP Holdco Management"). TSSP Holdco Management is managed by a board of directors, which is currently comprised of Mr. Waxman. Mr. Waxman is the CEO and Managing Partner of TSSP Holdco Management. Because Mr. Waxman is a member of the board of directors of TSSP Holdco Management, he may be deemed to beneficially own the shares of the Company's Class B Common Stock owned by SLX.
F5 Each reporting person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein.

Remarks:

6. Joshua Peck is signing on behalf of Mr. Waxman pursuant to an authorization and designation letter dated July 12, 2021, which was previously filed with the Securities and Exchange Commission. 7. The Reporting Persons are jointly filing this Form 3 pursuant to a Joint Filing Agreement dated as of August 27, 2021, a copy of which is filed as an Exhibit hereto.