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Signature
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David Frydenlund as Attorney-in-Fact for Scott Bakken
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Stock symbol
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UUUU
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Transactions as of
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Jan 25, 2024
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Transactions value $
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-$42,654
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Form type
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4
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Date filed
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1/29/2024, 06:49 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
UUUU |
Common Shares |
Award |
$0 |
+11.8K |
+12.93% |
$0.00 |
103K |
Jan 25, 2024 |
Direct |
|
| transaction |
UUUU |
Common Shares |
Tax liability |
-$42.7K |
-5.84K |
-5.69% |
$7.30 |
96.9K |
Jan 27, 2024 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
UUUU |
Performance-Based Stock Options ("Options") |
Award |
$0 |
+12.2K |
+29.42% |
$0.00 |
53.7K |
Jan 25, 2024 |
Common Shares |
12.2K |
$8.23 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Remarks:
1. Reflects grant of 11,764 restricted stock units which vest as follows: 50% on 01/27/2025; 25% on 01/27/2026; and 25% on 01/27/2027. 2. Reflects grant of 12,216 Options having a strike price at a 10% premium of the grant price of $7.48, which vest as follows: 50% on 01/25/2025; and 50% on 01/25/2026. 3. Derivative Securities beneficially owned, as reported in Table II, Column 9, reflect 12,216 Options granted through this transaction and 41,526 stock appreciation rights previously granted to Reporting Person by Issuer.