-
Signature
-
Daniel Kapostasy
-
Stock symbol
-
UUUU
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Transactions as of
-
Jan 3, 2024
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Transactions value $
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$58,976
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Form type
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4
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Date filed
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1/5/2024, 06:00 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
UUUU |
Common Shares |
Options Exercise |
$65.7K |
+9.49K |
+58.94% |
$6.92 |
25.6K |
Jan 3, 2024 |
Direct |
|
| transaction |
UUUU |
Common Shares |
Tax liability |
-$30.7K |
-4.43K |
-17.32% |
$6.92 |
21.2K |
Jan 3, 2024 |
Direct |
|
| transaction |
UUUU |
Common Shares |
Options Exercise |
$65.8K |
+9.6K |
+45.38% |
$6.85 |
30.8K |
Jan 3, 2024 |
Direct |
|
| transaction |
UUUU |
Common Shares |
Sale |
-$41.8K |
-6.1K |
-19.83% |
$6.85 |
24.7K |
Jan 3, 2024 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
UUUU |
Stock Appreciation Rights ("SARs") |
Options Exercise |
$0 |
-16.4K |
-32.7% |
$0.00 |
33.8K |
Jan 3, 2024 |
Common Shares |
9.49K |
$2.92 |
Direct |
|
| transaction |
UUUU |
Non-Qualified Stock Option (right to buy) |
Options Exercise |
$0 |
-9.6K |
-24.71% |
$0.00 |
29.2K |
Jan 3, 2024 |
Common Shares |
9.6K |
$2.92 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Remarks:
1. The first conversion and tax withholding reported in this Form 4 constitute an acquisition of 5,058 Common Shares of Issuer, after applicable tax withholdings, upon an exercise of SARs using the fair market value of $6.92/Common Share. The Common Shares withheld for taxes were a deemed issuance by the Issuer and a deemed disposition by the Reporting Person, with no Common Shares actually issued to or sold by the Reporting Person in connection with the tax withholding. 2. Instantaneously with the Reporting Person's exercise of 9,600 non-qualified stock options (right to buy), which resulted in an equivalent number of Common Shares, the Reporting Person completed a sell-to-cover of 6,100 Common Shares to cover the cost of exercise and applicable tax withholdings, resulting in a total of 3,500 Common Shares retained by the Reporting Person.