-
Signature
-
Curtis H. Moore
-
Stock symbol
-
UUUU
-
Transactions as of
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Nov 15, 2023
-
Transactions value $
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$0
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Form type
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4
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Date filed
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11/17/2023, 01:12 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
UUUU |
Common Shares |
Options Exercise |
$75.4K |
+9.12K |
+10.99% |
$8.27 |
92.1K |
Nov 15, 2023 |
Direct |
|
| transaction |
UUUU |
Common Shares |
Disposed to Issuer |
-$75.4K |
-9.12K |
-9.9% |
$8.27 |
83K |
Nov 15, 2023 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
UUUU |
Stock Appreciation Rights ("SARs") |
Options Exercise |
$0 |
-14.1K |
-19.82% |
$0.00 |
57K |
Nov 15, 2023 |
Common Shares |
9.12K |
$2.92 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Remarks:
The Stock Appreciation Rights reported in Table II were exercised for cash, pursuant to the terms of the applicable award agreement, as a "deemed" issuance by the Issuer and a "deemed" disposition by the Reporting Person in Table I. No Common Shares were actually issued to or sold/disposed of by the Reporting Person in connection with this exercise.