-
Signature
-
Curtis H. Moore
-
Issuer symbol
-
UUUU
-
Transactions as of
-
11 May 2023
-
Net transactions value
-
$0
-
Form type
-
4/A - Amendment
-
Filing time
-
19 May 2023, 15:34:44 UTC
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Date Of Original Report
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15 May 2023
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
UUUU |
Common Shares |
Options Exercise |
$14,094 |
+2,175 |
+1.8% |
$6.48 |
125,227 |
11 May 2023 |
Direct |
|
| transaction |
UUUU |
Common Shares |
Disposed to Issuer |
$14,094 |
-2,175 |
-1.7% |
$6.48 |
123,052 |
11 May 2023 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
UUUU |
Stock Appreciation Rights ("SARs") |
Options Exercise |
$0 |
-14,094 |
-17% |
$0.000000 |
71,101 |
11 May 2023 |
Common Shares |
2,175 |
$2.92 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Remarks:
This Form 4/A amends the Form 4 previously filed on behalf of the Reporting Person on May 15, 2023 in order to correct the number of Stock Appreciation Rights exercised for cash. The Reporting Person misunderstood how many of his Stock Appreciation Rights had vested and were available to exercise as of May 11, 2023 and, thus, fewer were ultimately exercised than initially indicated. The Stock Appreciation Rights reported in Table II were exercised for cash, pursuant to the terms of the applicable award agreement, as a deemed issuance by the Issuer and a deemed disposition by the Reporting Person in Table I. No Common Shares were actually issued to or sold/disposed of by the Reporting Person in connection with this exercise.