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Signature
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David Frydenlund as Attorney-in-Fact for Dee Ann Nazarenus
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Issuer symbol
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UUUU
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Transactions as of
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25 Jan 2022
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Net transactions value
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+$59,983
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Form type
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4
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Filing time
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26 Jan 2022, 11:11:34 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
UUUU |
Common Shares |
Award |
$59,983 |
+9,271 |
+24% |
$6.47 |
47,956 |
25 Jan 2022 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
UUUU |
Stock Appreciation Rights ("SARs") |
Award |
$0 |
+20,834 |
+100% |
$0.000000 |
41,634 |
25 Jan 2022 |
Common Shares |
20,834 |
$6.47 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Remarks:
1. Reflects grant of 9,271 restricted stock units ("RSUs") which vest as follows: 50% on 01/27/2023; 25% on 01/27/2024; 25% on 01/27/2025. 2. Reflects grant of 20,834 stock appreciation rights ("SARs") which vest as follows: one-third of SARs vest upon the volume weighted average price ("VWAP") of the Issuer's common stock on the NYSE American equaling or exceeding US$12.00 for any continuous 90-calendar-day period; another one-third of SARs automatically vest upon the VWAP of the Issuer's common stock on the NYSE American equaling or exceeding US$14.00 for any continuous 90-calendar-day period; and the final one-third of SARs vest upon the VWAP of the Issuer's common stock on the NYSE American equaling or exceeding US$16.00 for any continuous 90-calendar-day period. 3. Notwithstanding any vesting of any SARs, no SARs may be exercised until January 25, 2023, being the date that is one year from the date of grant.