Michael Sinclair - 23 Aug 2021 Form 4 Insider Report for OPIANT PHARMACEUTICALS, INC.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
25 Aug 2021, 16:38:32 UTC
Next SEC filing
06 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael Sinclair

Key filing fact

Michael Sinclair filed Form 4 for OPIANT PHARMACEUTICALS, INC. on 25 Aug 2021.

Key facts

  • This page summarizes Michael Sinclair's Form 4 filing for OPIANT PHARMACEUTICALS, INC..
  • 9 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 25 Aug 2021, 16:38.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$1,606,674.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OPNT transaction

Common Stock, par value $0.001 per share

Options Exercise

Transaction value
$325,620
Shares
+65,124
Change %
+45%
Price
$5.00
Shares after
209,194
Date
23 Aug 2021
Ownership
Direct
OPNT transaction

Common Stock, par value $0.001 per share

Sale

Transaction value
$1,074,546
Shares
-65,124
Change %
-31%
Price
$16.50
Shares after
144,070
Date
23 Aug 2021
Ownership
Direct
Footnotes
F1
OPNT transaction

Common Stock, par value $0.001 per share

Options Exercise

Transaction value
$173,035
Shares
+34,607
Change %
+24%
Price
$5.00
Shares after
178,677
Date
24 Aug 2021
Ownership
Direct
OPNT transaction

Common Stock, par value $0.001 per share

Sale

Transaction value
$543,676
Shares
-34,607
Change %
-19%
Price
$15.71
Shares after
144,070
Date
24 Aug 2021
Ownership
Direct
Footnotes
F2
OPNT transaction

Common Stock, par value $0.001 per share

Options Exercise

Transaction value
$251,345
Shares
+50,269
Change %
+35%
Price
$5.00
Shares after
194,339
Date
25 Aug 2021
Ownership
Direct
OPNT transaction

Common Stock, par value $0.001 per share

Sale

Transaction value
$738,452
Shares
-50,269
Change %
-26%
Price
$14.69
Shares after
144,070
Date
25 Aug 2021
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OPNT transaction Derivative

Options

Options Exercise

Transaction value
$0
Shares
-65,124
Change %
-43%
Price
$0.000000
Shares after
84,876
Date
23 Aug 2021
Ownership
Direct
Underlying class
Common Stock, par value $0.001 per share
Underlying amount
65,124
Exercise price
$5.00
Footnotes
F4
OPNT transaction Derivative

Options

Options Exercise

Transaction value
$0
Shares
-34,607
Change %
-41%
Price
$0.000000
Shares after
50,269
Date
24 Aug 2021
Ownership
Direct
Underlying class
Common Stock, par value $0.001 per share
Underlying amount
34,607
Exercise price
$5.00
Footnotes
F4
OPNT transaction Derivative

Options

Options Exercise

Transaction value
$0
Shares
-50,269
Change %
-100%
Price
$0.000000*
Shares after
0
Date
25 Aug 2021
Ownership
Direct
Underlying class
Common Stock, par value $0.001 per share
Underlying amount
50,269
Exercise price
$5.00
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

This transaction was executed in multiple trades at prices ranging from $16.00 to $17.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F2

This transaction was executed in multiple trades at prices ranging from $15.50 to $16.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F3

This transaction was executed in multiple trades at prices ranging from $13.80 to $15.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F4

These options became exercisable on December 15, 2014 when Opiant Pharmaceuticals entered into a distribution, licensing, royalty, partnership, collaboration, or other significant transaction with respect to the opioid overdose reversal treatment with Adapt Pharma Operations Limited.

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