Anthony Ray Kappus - Nov 20, 2023 Form 4 Insider Report for Redfin Corp (RDFN)

Role
Chief Legal Officer
Signature
Chris
Stock symbol
RDFN
Transactions as of
Nov 20, 2023
Transactions value $
-$19,234
Form type
4
Date filed
11/22/2023, 02:46 PM
Previous filing
Sep 1, 2023
Next filing
Nov 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RDFN Common Stock Options Exercise $0 +526 +3.4% $0.00 16K Nov 20, 2023 Direct F1
transaction RDFN Common Stock Tax liability -$873 -129 -0.81% $6.77 15.9K Nov 20, 2023 Direct
transaction RDFN Common Stock Options Exercise $0 +592 +3.73% $0.00 16.5K Nov 20, 2023 Direct F1
transaction RDFN Common Stock Tax liability -$982 -145 -0.88% $6.77 16.3K Nov 20, 2023 Direct
transaction RDFN Common Stock Options Exercise $0 +3.97K +24.3% $0.00 20.3K Nov 20, 2023 Direct F1
transaction RDFN Common Stock Tax liability -$6.54K -966 -4.76% $6.77 19.3K Nov 20, 2023 Direct
transaction RDFN Common Stock Options Exercise $0 +6.57K +34.01% $0.00 25.9K Nov 20, 2023 Direct F1
transaction RDFN Common Stock Tax liability -$10.8K -1.6K -6.18% $6.77 24.3K Nov 20, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RDFN Restricted Stock Unit Options Exercise $0 -526 -33.31% $0.00 1.05K Nov 20, 2023 Common Stock 526 Direct F1, F2
transaction RDFN Restricted Stock Unit Options Exercise $0 -592 -14.3% $0.00 3.55K Nov 20, 2023 Common Stock 592 Direct F1, F3
transaction RDFN Restricted Stock Unit Options Exercise $0 -3.97K -9.09% $0.00 39.7K Nov 20, 2023 Common Stock 3.97K Direct F1, F4
transaction RDFN Restricted Stock Unit Options Exercise $0 -6.57K -14.29% $0.00 39.4K Nov 20, 2023 Common Stock 6.57K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis upon settlement.
F2 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.
F3 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.
F4 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.
F5 1/8 of the restricted stock units will vest on August 20, 2023 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.