Anthony Ray Kappus - 20 Nov 2023 Form 4 Insider Report for Redfin Corp (RDFN)

Role
Chief Legal Officer
Signature
Chris
Issuer symbol
RDFN
Transactions as of
20 Nov 2023
Net transactions value
-$19,234
Form type
4
Filing time
22 Nov 2023, 14:46:58 UTC
Previous filing
01 Sep 2023
Next filing
27 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RDFN Common Stock Options Exercise $0 +526 +3.4% $0.000000 16,003 20 Nov 2023 Direct F1
transaction RDFN Common Stock Tax liability $873 -129 -0.81% $6.77 15,874 20 Nov 2023 Direct
transaction RDFN Common Stock Options Exercise $0 +592 +3.7% $0.000000 16,466 20 Nov 2023 Direct F1
transaction RDFN Common Stock Tax liability $982 -145 -0.88% $6.77 16,321 20 Nov 2023 Direct
transaction RDFN Common Stock Options Exercise $0 +3,966 +24% $0.000000 20,287 20 Nov 2023 Direct F1
transaction RDFN Common Stock Tax liability $6,540 -966 -4.8% $6.77 19,321 20 Nov 2023 Direct
transaction RDFN Common Stock Options Exercise $0 +6,572 +34% $0.000000 25,893 20 Nov 2023 Direct F1
transaction RDFN Common Stock Tax liability $10,839 -1,601 -6.2% $6.77 24,292 20 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RDFN Restricted Stock Unit Options Exercise $0 -526 -33% $0.000000 1,053 20 Nov 2023 Common Stock 526 Direct F1, F2
transaction RDFN Restricted Stock Unit Options Exercise $0 -592 -14% $0.000000 3,549 20 Nov 2023 Common Stock 592 Direct F1, F3
transaction RDFN Restricted Stock Unit Options Exercise $0 -3,966 -9.1% $0.000000 39,658 20 Nov 2023 Common Stock 3,966 Direct F1, F4
transaction RDFN Restricted Stock Unit Options Exercise $0 -6,572 -14% $0.000000 39,430 20 Nov 2023 Common Stock 6,572 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis upon settlement.
F2 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.
F3 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.
F4 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.
F5 1/8 of the restricted stock units will vest on August 20, 2023 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.