Anthony Ray Kappus - 20 Feb 2023 Form 4 Insider Report for Redfin Corp (RDFN)

Role
Chief Legal Officer
Signature
/s/ Anthony Kappus
Issuer symbol
RDFN
Transactions as of
20 Feb 2023
Net transactions value
-$5,546
Form type
4
Filing time
23 Feb 2023, 18:59:25 UTC
Previous filing
23 Nov 2022
Next filing
24 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RDFN Common Stock Options Exercise +591 +4.8% 12,990 20 Feb 2023 Direct F1
transaction RDFN Common Stock Tax liability $1,493 -179 -1.4% $8.34 12,811 21 Feb 2023 Direct
transaction RDFN Common Stock Options Exercise +526 +4.1% 13,337 20 Feb 2023 Direct F1
transaction RDFN Common Stock Tax liability $1,334 -160 -1.2% $8.34 13,177 21 Feb 2023 Direct
transaction RDFN Common Stock Options Exercise +1,078 +8.2% 14,255 20 Feb 2023 Direct F1
transaction RDFN Common Stock Tax liability $2,719 -326 -2.3% $8.34 13,929 21 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RDFN Restricted Stock Unit Options Exercise $0 -591 -10% $0.000000 5,324 20 Feb 2023 Common Stock 591 Direct F1, F2
transaction RDFN Restricted Stock Unit Options Exercise $0 -526 -17% $0.000000 2,632 20 Feb 2023 Common Stock 526 Direct F1, F3
transaction RDFN Restricted Stock Unit Options Exercise $0 -1,078 -50% $0.000000 1,078 20 Feb 2023 Common Stock 1,078 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.
F3 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.
F4 1/4 of the restricted stock units vested on May 20, 2020, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2023.