Anthony Ray Kappus - Feb 20, 2023 Form 4 Insider Report for Redfin Corp (RDFN)

Role
Chief Legal Officer
Signature
/s/ Anthony Kappus
Stock symbol
RDFN
Transactions as of
Feb 20, 2023
Transactions value $
-$5,546
Form type
4
Date filed
2/23/2023, 06:59 PM
Previous filing
Nov 23, 2022
Next filing
Feb 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RDFN Common Stock Options Exercise +591 +4.77% 13K Feb 20, 2023 Direct F1
transaction RDFN Common Stock Tax liability -$1.49K -179 -1.38% $8.34 12.8K Feb 21, 2023 Direct
transaction RDFN Common Stock Options Exercise +526 +4.11% 13.3K Feb 20, 2023 Direct F1
transaction RDFN Common Stock Tax liability -$1.33K -160 -1.2% $8.34 13.2K Feb 21, 2023 Direct
transaction RDFN Common Stock Options Exercise +1.08K +8.18% 14.3K Feb 20, 2023 Direct F1
transaction RDFN Common Stock Tax liability -$2.72K -326 -2.29% $8.34 13.9K Feb 21, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RDFN Restricted Stock Unit Options Exercise $0 -591 -9.99% $0.00 5.32K Feb 20, 2023 Common Stock 591 Direct F1, F2
transaction RDFN Restricted Stock Unit Options Exercise $0 -526 -16.66% $0.00 2.63K Feb 20, 2023 Common Stock 526 Direct F1, F3
transaction RDFN Restricted Stock Unit Options Exercise $0 -1.08K -50% $0.00 1.08K Feb 20, 2023 Common Stock 1.08K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.
F3 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.
F4 1/4 of the restricted stock units vested on May 20, 2020, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2023.