Anthony Ray Kappus - Nov 20, 2022 Form 4 Insider Report for Redfin Corp (RDFN)

Role
Chief Legal Officer
Signature
/s/ Anthony Kappus
Stock symbol
RDFN
Transactions as of
Nov 20, 2022
Transactions value $
-$3,983
Form type
4
Date filed
11/22/2022, 03:34 PM
Previous filing
Sep 27, 2022
Next filing
Nov 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RDFN Common Stock Options Exercise +1.08K +8.69% 13.5K Nov 20, 2022 Direct F1
transaction RDFN Common Stock Tax liability -$1.95K -424 -3.15% $4.61 13.1K Nov 21, 2022 Direct
transaction RDFN Common Stock Options Exercise +526 +4.03% 13.6K Nov 20, 2022 Direct F1
transaction RDFN Common Stock Tax liability -$954 -207 -1.52% $4.61 13.4K Nov 21, 2022 Direct
transaction RDFN Common Stock Options Exercise +592 +4.43% 14K Nov 20, 2022 Direct F1
transaction RDFN Common Stock Tax liability -$1.07K -233 -1.67% $4.61 13.7K Nov 21, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RDFN Restricted Stock Unit Options Exercise $0 -1.08K -33.31% $0.00 2.16K Nov 20, 2022 Common Stock 1.08K Direct F1, F2
transaction RDFN Restricted Stock Unit Options Exercise $0 -526 -14.28% $0.00 3.16K Nov 20, 2022 Common Stock 526 Direct F1, F3
transaction RDFN Restricted Stock Unit Options Exercise $0 -592 -9.1% $0.00 5.92K Nov 20, 2022 Common Stock 592 Direct F1, F4
holding RDFN Restricted Stock Unit 63.5K Nov 20, 2022 Common Stock 63.5K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 1/4 of the restricted stock units vested on May 20, 2020, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2023.
F3 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.
F4 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.
F5 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.