Anthony Ray Kappus - May 20, 2022 Form 4 Insider Report for Redfin Corp (RDFN)

Role
Chief Legal Officer
Signature
/s/ Charles Lee, attorney-in-fact
Stock symbol
RDFN
Transactions as of
May 20, 2022
Transactions value $
-$12,599
Form type
4
Date filed
5/24/2022, 04:00 PM
Previous filing
Mar 2, 2022
Next filing
May 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RDFN Common Stock Options Exercise +985 +3.42% 29.8K May 20, 2022 Direct F1
transaction RDFN Common Stock Tax liability -$2.5K -240 -0.81% $10.43 29.6K May 20, 2022 Direct
transaction RDFN Common Stock Options Exercise +1.08K +3.64% 30.6K May 20, 2022 Direct F1
transaction RDFN Common Stock Tax liability -$2.74K -263 -0.86% $10.43 30.4K May 20, 2022 Direct
transaction RDFN Common Stock Options Exercise +527 +1.73% 30.9K May 20, 2022 Direct F1
transaction RDFN Common Stock Tax liability -$1.35K -129 -0.42% $10.43 30.8K May 20, 2022 Direct
transaction RDFN Common Stock Options Exercise +2.37K +7.68% 33.1K May 20, 2022 Direct F1
transaction RDFN Common Stock Tax liability -$6.01K -576 -1.74% $10.43 32.6K May 20, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RDFN Restricted Stock Unit Options Exercise $0 -985 -100% $0.00* 0 May 20, 2022 Common Stock 985 Direct F1, F2
transaction RDFN Restricted Stock Unit Options Exercise $0 -1.08K -19.99% $0.00 4.31K May 20, 2022 Common Stock 1.08K Direct F1, F3
transaction RDFN Restricted Stock Unit Options Exercise $0 -527 -11.13% $0.00 4.21K May 20, 2022 Common Stock 527 Direct F1, F4
transaction RDFN Restricted Stock Unit Options Exercise $0 -2.37K -24.99% $0.00 7.1K May 20, 2022 Common Stock 2.37K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 1/4 of the restricted stock units vested on May 20, 2019, and 1/16 of the restricted stock units vested quarterly thereafter, such that 100% of the restricted stock units vested by May 20, 2022.
F3 1/4 of the restricted stock units vested on May 20, 2020, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2023.
F4 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.
F5 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.