Anthony Ray Kappus - Nov 20, 2021 Form 4 Insider Report for Redfin Corp (RDFN)

Role
Chief Legal Officer
Signature
/s/ Charles Lee, attorney-in-fact
Stock symbol
RDFN
Transactions as of
Nov 20, 2021
Transactions value $
-$34,338
Form type
4
Date filed
11/23/2021, 03:06 PM
Previous filing
Aug 31, 2021
Next filing
Dec 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RDFN Common Stock Options Exercise +984 +1261.54% 1.06K Nov 20, 2021 Direct F1
transaction RDFN Common Stock Tax liability -$16.7K -388 -36.53% $43.03 674 Nov 22, 2021 Direct
transaction RDFN Common Stock Options Exercise +1.08K +159.94% 1.75K Nov 20, 2021 Direct F1
transaction RDFN Common Stock Tax liability -$12.1K -281 -16.04% $43.03 1.47K Nov 22, 2021 Direct
transaction RDFN Common Stock Options Exercise +526 +35.76% 2K Nov 20, 2021 Direct F1
transaction RDFN Common Stock Tax liability -$5.55K -129 -6.46% $43.03 1.87K Nov 22, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RDFN Restricted Stock Unit Options Exercise $0 +984 +33.32% $0.00 3.94K Nov 20, 2021 Common Stock 984 Direct F1, F2
transaction RDFN Restricted Stock Unit Options Exercise $0 +1.08K +14.29% $0.00 8.62K Nov 20, 2021 Common Stock 1.08K Direct F1, F3
transaction RDFN Restricted Stock Unit Options Exercise $0 +526 +9.09% $0.00 6.32K Nov 20, 2021 Common Stock 526 Direct F1, F4
holding RDFN Restricted Stock Unit 9.46K Nov 20, 2021 Common Stock 9.46K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 1/4 of the restricted stock units vested on May 20, 2019, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2022.
F3 1/4 of the restricted stock units vested on May 20, 2020, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2023.
F4 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.
F5 1/4 of the restricted stock units will vest on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.