Anthony Ray Kappus - 20 Nov 2021 Form 4 Insider Report for Redfin Corp (RDFN)

Role
Chief Legal Officer
Signature
/s/ Charles Lee, attorney-in-fact
Issuer symbol
RDFN
Transactions as of
20 Nov 2021
Net transactions value
-$34,338
Form type
4
Filing time
23 Nov 2021, 15:06:30 UTC
Previous filing
31 Aug 2021
Next filing
10 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RDFN Common Stock Options Exercise +984 +1262% 1,062 20 Nov 2021 Direct F1
transaction RDFN Common Stock Tax liability $16,696 -388 -37% $43.03 674 22 Nov 2021 Direct
transaction RDFN Common Stock Options Exercise +1,078 +160% 1,752 20 Nov 2021 Direct F1
transaction RDFN Common Stock Tax liability $12,091 -281 -16% $43.03 1,471 22 Nov 2021 Direct
transaction RDFN Common Stock Options Exercise +526 +36% 1,997 20 Nov 2021 Direct F1
transaction RDFN Common Stock Tax liability $5,551 -129 -6.5% $43.03 1,868 22 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RDFN Restricted Stock Unit Options Exercise $0 +984 +33% $0.000000 3,937 20 Nov 2021 Common Stock 984 Direct F1, F2
transaction RDFN Restricted Stock Unit Options Exercise $0 +1,078 +14% $0.000000 8,622 20 Nov 2021 Common Stock 1,078 Direct F1, F3
transaction RDFN Restricted Stock Unit Options Exercise $0 +526 +9.1% $0.000000 6,315 20 Nov 2021 Common Stock 526 Direct F1, F4
holding RDFN Restricted Stock Unit 9,463 20 Nov 2021 Common Stock 9,463 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 1/4 of the restricted stock units vested on May 20, 2019, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2022.
F3 1/4 of the restricted stock units vested on May 20, 2020, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2023.
F4 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.
F5 1/4 of the restricted stock units will vest on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.