Anthony Ray Kappus - Aug 20, 2021 Form 4 Insider Report for Redfin Corp (RDFN)

Role
Chief Legal Officer
Signature
/s/ Charles Lee, attorney-in-fact
Stock symbol
RDFN
Transactions as of
Aug 20, 2021
Transactions value $
-$30,064
Form type
4
Date filed
8/24/2021, 02:22 PM
Previous filing
Jun 7, 2021
Next filing
Aug 31, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RDFN Common Stock Options Exercise +984 +1261.54% 1.06K Aug 20, 2021 Direct F1
transaction RDFN Common Stock Tax liability -$11.4K -240 -22.6% $47.57 822 Aug 20, 2021 Direct
transaction RDFN Common Stock Options Exercise +1.08K +131.02% 1.9K Aug 20, 2021 Direct F1
transaction RDFN Common Stock Tax liability -$12.5K -263 -13.85% $47.57 1.64K Aug 20, 2021 Direct
transaction RDFN Common Stock Options Exercise +526 +32.15% 2.16K Aug 20, 2021 Direct F1
transaction RDFN Common Stock Tax liability -$6.14K -129 -5.97% $47.57 2.03K Aug 20, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RDFN Restricted Stock Unit Options Exercise $0 -984 -24.99% $0.00 2.95K Aug 20, 2021 Common Stock 984 Direct F1, F2
transaction RDFN Restricted Stock Unit Options Exercise $0 -1.08K -12.49% $0.00 7.54K Aug 20, 2021 Common Stock 1.08K Direct F1, F3
transaction RDFN Restricted Stock Unit Options Exercise $0 -526 -8.33% $0.00 5.79K Aug 20, 2021 Common Stock 526 Direct F1, F4
holding RDFN Restricted Stock Unit 9.46K Aug 20, 2021 Common Stock 9.46K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 1/4 of the restricted stock units vested on May 20, 2019, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2022.
F3 1/4 of the restricted stock units vested on May 20, 2020, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2023.
F4 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.
F5 1/4 of the restricted stock units will vest on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.