Anthony Ray Kappus - 20 Aug 2021 Form 4 Insider Report for Redfin Corp (RDFN)

Role
Chief Legal Officer
Signature
/s/ Charles Lee, attorney-in-fact
Issuer symbol
RDFN
Transactions as of
20 Aug 2021
Net transactions value
-$30,064
Form type
4
Filing time
24 Aug 2021, 14:22:13 UTC
Previous filing
07 Jun 2021
Next filing
31 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RDFN Common Stock Options Exercise +984 +1262% 1,062 20 Aug 2021 Direct F1
transaction RDFN Common Stock Tax liability $11,417 -240 -23% $47.57 822 20 Aug 2021 Direct
transaction RDFN Common Stock Options Exercise +1,077 +131% 1,899 20 Aug 2021 Direct F1
transaction RDFN Common Stock Tax liability $12,511 -263 -14% $47.57 1,636 20 Aug 2021 Direct
transaction RDFN Common Stock Options Exercise +526 +32% 2,162 20 Aug 2021 Direct F1
transaction RDFN Common Stock Tax liability $6,137 -129 -6% $47.57 2,033 20 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RDFN Restricted Stock Unit Options Exercise $0 -984 -25% $0.000000 2,953 20 Aug 2021 Common Stock 984 Direct F1, F2
transaction RDFN Restricted Stock Unit Options Exercise $0 -1,077 -12% $0.000000 7,544 20 Aug 2021 Common Stock 1,077 Direct F1, F3
transaction RDFN Restricted Stock Unit Options Exercise $0 -526 -8.3% $0.000000 5,789 20 Aug 2021 Common Stock 526 Direct F1, F4
holding RDFN Restricted Stock Unit 9,463 20 Aug 2021 Common Stock 9,463 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 1/4 of the restricted stock units vested on May 20, 2019, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2022.
F3 1/4 of the restricted stock units vested on May 20, 2020, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2023.
F4 1/4 of the restricted stock units vested on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.
F5 1/4 of the restricted stock units will vest on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.