Anthony Ray Kappus - May 9, 2021 Form 3 Insider Report for Redfin Corp (RDFN)

Role
Chief Legal Officer
Signature
/s/ Charles Lee, attorney-in-fact
Stock symbol
RDFN
Transactions as of
May 9, 2021
Transactions value $
$0
Form type
3
Date filed
5/10/2021, 05:01 PM
Next filing
May 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RDFN Common Stock 823 May 9, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RDFN Stock Option (right to buy) May 9, 2021 Common Stock 9.99K $8.61 Direct F1
holding RDFN Stock Option (right to buy) May 9, 2021 Common Stock 10.9K $9.15 Direct F1
holding RDFN Stock Option (right to buy) May 9, 2021 Common Stock 17.2K $10.80 Direct F1
holding RDFN Restricted Stock Unit May 9, 2021 Common Stock 4.92K Direct F2, F3
holding RDFN Restricted Stock Unit May 9, 2021 Common Stock 9.7K Direct F3, F4
holding RDFN Restricted Stock Unit May 9, 2021 Common Stock 8.42K Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option is fully exercisable.
F2 1/4 of the restricted stock units vested on May 20, 2019, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2022.
F3 Restricted stock units convert into common stock on a one-for-one basis.
F4 1/4 of the restricted stock units vested on May 20, 2020, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2023.
F5 1/4 of the restricted stock units will vest on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.

Remarks:

Exhibit List Exhibit 24 - Power of Attorney