Anthony Ray Kappus - 09 May 2021 Form 3 Insider Report for Redfin Corp (RDFN)

Role
Chief Legal Officer
Signature
/s/ Charles Lee, attorney-in-fact
Issuer symbol
RDFN
Transactions as of
09 May 2021
Net transactions value
$0
Form type
3
Filing time
10 May 2021, 17:01:24 UTC
Next filing
24 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RDFN Common Stock 823 09 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RDFN Stock Option (right to buy) 09 May 2021 Common Stock 9,990 $8.61 Direct F1
holding RDFN Stock Option (right to buy) 09 May 2021 Common Stock 10,928 $9.15 Direct F1
holding RDFN Stock Option (right to buy) 09 May 2021 Common Stock 17,225 $10.80 Direct F1
holding RDFN Restricted Stock Unit 09 May 2021 Common Stock 4,922 Direct F2, F3
holding RDFN Restricted Stock Unit 09 May 2021 Common Stock 9,699 Direct F3, F4
holding RDFN Restricted Stock Unit 09 May 2021 Common Stock 8,419 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option is fully exercisable.
F2 1/4 of the restricted stock units vested on May 20, 2019, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2022.
F3 Restricted stock units convert into common stock on a one-for-one basis.
F4 1/4 of the restricted stock units vested on May 20, 2020, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2023.
F5 1/4 of the restricted stock units will vest on May 20, 2021, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2024.

Remarks:

Exhibit List Exhibit 24 - Power of Attorney