| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Rubino Andrew J | Chief Information Officer | 7007 BROADWAY AVENUE, CLEVELAND | /s/ Susanne N. Miller, Pursuant to Power of Attorney | 06 May 2025 | 0001820740 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | TFSL | Common Stock | Sale | $81,660 | -6,000 | -20% | $13.61 | 24,126 | 05 May 2025 | Direct | F1 |
| holding | TFSL | Common Stock | 13,414 | 05 May 2025 | ESOP | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | TFSL | Restricted Stock Units | 8,700 | 05 May 2025 | Common Stock | 8,700 | Direct | F3, F4 | ||||||
| holding | TFSL | Restricted Stock Units | 2,134 | 05 May 2025 | Common Stock | 2,134 | Direct | F3, F5 | ||||||
| holding | TFSL | Restricted Stock Units | 4,334 | 05 May 2025 | Common Stock | 4,334 | Direct | F3, F6 | ||||||
| holding | TFSL | Performance Restricted Share Units | 8,730 | 05 May 2025 | Common Stock | 8,730 | Direct | F3, F7 | ||||||
| holding | TFSL | Employee Stock Option (right to buy) | 11,000 | 05 May 2025 | Common Stock | 11,000 | $14.74 | Direct | F8 |
| Id | Content |
|---|---|
| F1 | Represents the weighted-average sale price per share of a series of transactions, all of which were executed on March 5, 2025. The actual sale prices ranged from a low of $13.59 to a high of $13.66, inclusive. Each reporting person undertakes to provide upon request of the SEC Staff, TFS Financial Corporation or any security holder of TFS Financial Corporation full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 2 decimal points. |
| F2 | Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| F3 | Each restricted and performance stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted and performance stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. |
| F4 | On December 19, 2024, the reporting person received a grant of 8,700 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2025. |
| F5 | On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023. |
| F6 | On March 4, 2024, the reporting person received a grant of 6,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2024. |
| F7 | On November 21, 2024, the reporting person achieved performance level of 90.0% on a target award of 9,700 Performance Share Units ("PSUs"), resulting in a total earned award of 8,730 shares. This represents the final determination a December 15, 2022 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2024. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2025. |
| F8 | On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020 |