| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | TFSL | Common Stock | 47,959 | 11 Dec 2024 | Direct | ||||||
| holding | TFSL | Common Stock | 6,458 | 11 Dec 2024 | ESOP | F1 | |||||
| holding | TFSL | Common Stock | 10,000 | 11 Dec 2024 | Trustee for family trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | TFSL | Restricted Stock Units | 15,000 | 11 Dec 2024 | Common Stock | 15,000 | Direct | F2, F3 | ||||||
| holding | TFSL | Employee Stock Option (right to buy) | 1,800 | 11 Dec 2024 | Common Stock | 1,800 | $14.74 | Direct | F4 | |||||
| holding | TFSL | Employee Stock Option (right to buy) | 0 | 11 Dec 2024 | Common Stock | 800 | $18.24 | Direct | F5 | |||||
| holding | TFSL | Employee Stock Option (right to buy) | 0 | 11 Dec 2024 | Common Stock | 1,500 | $15.08 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
| F2 | Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. |
| F3 | On March 4, 2024, the reporting person received a grant of 15,000 Restricted Stock Units (RSUs). These RSUs fully vest on December 10, 2026. |
| F4 | On January 5, 2018, reporting person received a grant of 1,800 stock options. These stock options vest 100% on December 10, 2020 |
| F5 | These options expired on December 11, 2024. |