Bradley T. Stefanski - Mar 8, 2024 Form 4 Insider Report for TFS Financial CORP (TFSL)

Role
Chief Strategy Officer
Signature
/s/ Susanne N. Miller, Pursuant to Power of Attorney
Stock symbol
TFSL
Transactions as of
Mar 8, 2024
Transactions value $
-$79,992
Form type
4
Date filed
3/12/2024, 01:48 PM
Previous filing
Mar 6, 2024
Next filing
May 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFSL Common Stock Sale -$80K -6.27K -10.81% $12.76 51.7K Mar 8, 2024 Direct
holding TFSL Common Stock 6.05K Mar 8, 2024 ESOP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TFSL Restricted Stock Units 15K Mar 8, 2024 Common Stock 15K Direct F2, F3
holding TFSL Employee Stock Option (right to buy) 800 Mar 8, 2024 Common Stock 800 $18.24 Direct F4
holding TFSL Employee Stock Option (right to buy) 1.8K Mar 8, 2024 Common Stock 1.8K $14.74 Direct F5
holding TFSL Employee Stock Option (right to buy) 1.5K Mar 8, 2024 Common Stock 1.5K $15.08 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F2 Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F3 On March 4, 2024, the reporting person received a grant of 15,000 Restricted Stock Units (RSUs). These RSUs fully vest on December 10, 2026.
F4 On January 19, 2017, the reporting person received a grant of 800 stock options. These stock options vest 100% on December 10, 2017
F5 On January 5, 2018, reporting person received a grant of 1,800 stock options. These stock options vest 100% on December 10, 2020
F6 On December 11, 2014, the reporting person received a grant of 1,500 stock options. These stock options vest 100% on December 10, 2017.