Andrew J. Rubino - 15 Dec 2022 Form 4 Insider Report for TFS Financial CORP (TFSL)

Role
Chief Information Officer
Signature
/s/ Timothy W. Mulhern, Pursuant to Power of Attorney
Issuer symbol
TFSL
Transactions as of
15 Dec 2022
Net transactions value
$0
Form type
4
Filing time
19 Dec 2022, 09:09:36 UTC
Previous filing
13 Dec 2022
Next filing
06 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TFSL Common Stock 13,874 15 Dec 2022 Direct
holding TFSL Common Stock 10,989 15 Dec 2022 ESOP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TFSL Restricted Stock Units Award $0 +6,400 $0.000000 6,400 15 Dec 2022 Common Stock 6,400 Direct F2, F4
holding TFSL Restricted Stock Units 2,534 15 Dec 2022 Common Stock 2,534 Direct F2, F3
holding TFSL Restricted Stock Units 15,000 15 Dec 2022 Common Stock 15,000 Direct F2, F5
holding TFSL Employee Stock Option (right to buy) 11,000 15 Dec 2022 Common Stock 11,000 $14.74 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F2 Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F3 On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.
F4 On December 15, 2022, the reporting person received a grant of 6,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2023.
F5 On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.
F6 On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020