Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TFSL | Common Stock | Sale | -$47.8K | -3.48K | -100% | $13.73 | 0 | Sep 14, 2022 | Direct | |
holding | TFSL | Common Stock | 11.5K | Sep 14, 2022 | ESOP | F1 | |||||
holding | TFSL | Common Stock | 6.98K | Sep 14, 2022 | 401k | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | TFSL | Restricted Stock Units | 3.8K | Sep 14, 2022 | Common Stock | 3.8K | Direct | F2, F3 | ||||||
holding | TFSL | Restricted Stock Units | 11K | Sep 14, 2022 | Common Stock | 11K | Direct | F2, F4 | ||||||
holding | TFSL | Employee Stock Option (right to buy) | 5K | Sep 14, 2022 | Common Stock | 5K | $14.74 | Direct | F5 |
Id | Content |
---|---|
F1 | Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended. |
F2 | Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock. |
F3 | On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022. |
F4 | On December 17, 2020, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023. |
F5 | On January 5, 2018, the reporting person received a grant of 5,000 stock options. These options fully vest on December 10, 2020. |