Stefanski Bradley T. - 26 Apr 2022 Form 4 Insider Report for TFS Financial CORP (TFSL)

Role
Chief Strategy Officer
Signature
/s/ Timothy W. Mulhern, Pursuant to Power of Attorney
Issuer symbol
TFSL
Transactions as of
26 Apr 2022
Net transactions value
$0
Form type
4
Filing time
27 Apr 2022, 09:20:41 UTC
Previous filing
18 Nov 2022
Next filing
22 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFSL Common Stock Gift $0 +4,660 +37% $0.000000 17,165 26 Apr 2022 Direct F1
holding TFSL Common Stock 4,416 26 Apr 2022 ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TFSL Restricted Stock Units 10,000 26 Apr 2022 Common Stock 10,000 Direct F3, F4
holding TFSL Employee Stock Option (right to buy) 800 26 Apr 2022 Common Stock 800 $18.24 Direct F5
holding TFSL Employee Stock Option (right to buy) 1,800 26 Apr 2022 Common Stock 1,800 $14.74 Direct F6
holding TFSL Employee Stock Option (right to buy) 1,500 26 Apr 2022 Common Stock 1,500 $15.08 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting person was gifted these shares
F2 Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F3 Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F4 On December 17, 2020, the reporting person received a grant of 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.
F5 On January 19, 2017, the reporting person received a grant of 800 stock options. These stock options vest 100% on December 10, 2017
F6 On January 5, 2018, reporting person received a grant of 1,800 stock options. These stock options vest 100% on December 10, 2020
F7 On December 11, 2014, the reporting person received a grant of 1,500 stock options. These stock options vest 100% on December 10, 2017.