Bradley T. Stefanski - Apr 26, 2022 Form 4 Insider Report for TFS Financial CORP (TFSL)

Role
Chief Strategy Officer
Signature
/s/ Timothy W. Mulhern, Pursuant to Power of Attorney
Stock symbol
TFSL
Transactions as of
Apr 26, 2022
Transactions value $
$0
Form type
4
Date filed
4/27/2022, 09:20 AM
Previous filing
Nov 18, 2022
Next filing
Nov 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFSL Common Stock Gift $0 +4.66K +37.27% $0.00 17.2K Apr 26, 2022 Direct F1
holding TFSL Common Stock 4.42K Apr 26, 2022 ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TFSL Restricted Stock Units 10K Apr 26, 2022 Common Stock 10K Direct F3, F4
holding TFSL Employee Stock Option (right to buy) 800 Apr 26, 2022 Common Stock 800 $18.24 Direct F5
holding TFSL Employee Stock Option (right to buy) 1.8K Apr 26, 2022 Common Stock 1.8K $14.74 Direct F6
holding TFSL Employee Stock Option (right to buy) 1.5K Apr 26, 2022 Common Stock 1.5K $15.08 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting person was gifted these shares
F2 Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F3 Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F4 On December 17, 2020, the reporting person received a grant of 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.
F5 On January 19, 2017, the reporting person received a grant of 800 stock options. These stock options vest 100% on December 10, 2017
F6 On January 5, 2018, reporting person received a grant of 1,800 stock options. These stock options vest 100% on December 10, 2020
F7 On December 11, 2014, the reporting person received a grant of 1,500 stock options. These stock options vest 100% on December 10, 2017.