Bradley T. Stefanski - Mar 28, 2022 Form 3 Insider Report for TFS Financial CORP (TFSL)

Role
Chief Strategy Officer
Signature
/s/ Timothy W. Mulhern, Pursuant to Power of Attorney
Stock symbol
TFSL
Transactions as of
Mar 28, 2022
Transactions value $
$0
Form type
3
Date filed
4/6/2022, 02:46 PM
Next filing
Nov 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TFSL Common Stock 12.5K Mar 28, 2022 Direct
holding TFSL Common Stock 4.42K Mar 28, 2022 ESOP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TFSL Employee Stock Option (right to buy) Mar 28, 2022 Common Stock 1.5K $15.08 Direct F2
holding TFSL Employee Stock Option (right to buy) Mar 28, 2022 Common Stock 800 $18.24 Direct F3
holding TFSL Employee Stock Option (right to buy) Mar 28, 2022 Common Stock 1.8K $14.74 Direct F4
holding TFSL Restricted Stock Units Mar 28, 2022 Common Stock 10K Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F2 On December 11, 2014, the reporting person received a grant of 1,500 stock options. These stock options vest 100% on December 10, 2017.
F3 On January 19, 2017, the reporting person received a grant of 800 stock options. These stock options vest 100% on December 10, 2017
F4 On January 5, 2018, reporting person received a grant of 1,800 stock options. These stock options vest 100% on December 10, 2020
F5 On December 17, 2020, the reporting person received a grant of 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.
F6 Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.