Andrew J. Rubino - Dec 16, 2021 Form 4 Insider Report for TFS Financial CORP (TFSL)

Role
Chief Information Officer
Signature
/s/ Paul J. Huml, Pursuant to Power of Attorney
Stock symbol
TFSL
Transactions as of
Dec 16, 2021
Transactions value $
$0
Form type
4
Date filed
12/20/2021, 12:36 PM
Next filing
Dec 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TFSL Common Stock 13K Dec 16, 2021 Direct
holding TFSL Common Stock 9.73K Dec 16, 2021 ESOP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TFSL Restricted Stock Units Award $0 +3.8K $0.00 3.8K Dec 16, 2021 Common Stock 3.8K Direct F2, F3
holding TFSL Employee Stock Option (right to buy) 11K Dec 16, 2021 Common Stock 11K $14.74 Direct F4
holding TFSL Restricted Stock Units 15K Dec 16, 2021 Common Stock 15K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F2 Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F3 On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.
F4 On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020
F5 On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.