Andrew J. Rubino - 16 Dec 2021 Form 4 Insider Report for TFS Financial CORP (TFSL)

Role
Chief Information Officer
Signature
/s/ Paul J. Huml, Pursuant to Power of Attorney
Issuer symbol
TFSL
Transactions as of
16 Dec 2021
Net transactions value
$0
Form type
4
Filing time
20 Dec 2021, 12:36:45 UTC
Next filing
13 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TFSL Common Stock 12,993 16 Dec 2021 Direct
holding TFSL Common Stock 9,730 16 Dec 2021 ESOP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TFSL Restricted Stock Units Award $0 +3,800 $0.000000 3,800 16 Dec 2021 Common Stock 3,800 Direct F2, F3
holding TFSL Employee Stock Option (right to buy) 11,000 16 Dec 2021 Common Stock 11,000 $14.74 Direct F4
holding TFSL Restricted Stock Units 15,000 16 Dec 2021 Common Stock 15,000 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
F2 Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
F3 On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.
F4 On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020
F5 On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.