Paul J. Brody - 09 Sep 2025 Form 4 Insider Report for Interactive Brokers Group, Inc. (IBKR)

Role
Chief Financial Officer, Director
Signature
/s/ Raymond Bussiere as authorized signatory for Paul J. Brody
Issuer symbol
IBKR
Transactions as of
09 Sep 2025
Net transactions value
-$13,208,163
Form type
4
Filing time
11 Sep 2025, 16:03:55 UTC
Previous filing
01 Aug 2025
Next filing
15 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Brody Paul Jonathan Chief Financial Officer, Director ONE PICKWICK PLAZA, GREENWICH /s/ Raymond Bussiere as authorized signatory for Paul J. Brody 11 Sep 2025 0001391403

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IBKR Class A common stock Sale $1,381,518 -22,537 -2.3% $61.30 977,463 09 Sep 2025 by PJB Holdings LLC F1, F2
transaction IBKR Class A common stock Sale $5,268,971 -84,956 -8.7% $62.02 892,507 09 Sep 2025 by PJB Holdings LLC F1, F3
transaction IBKR Class A common stock Sale $6,557,674 -104,906 -12% $62.51 787,601 10 Sep 2025 by PJB Holdings LLC F1, F4
holding IBKR Class A common stock 2,885,496 09 Sep 2025 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents number of securities acquired by a limited liability company, owned indirectly by the Reporting Person, in a partial redemption of its interest in IBG Holdings LLC. Such securities were acquired by IBG Holdings LLC from Interactive Brokers Group, Inc. immediately prior to the redemption in exchange for membership interest in IBG LLC.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.68 to $61.67. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.68 to $62.42.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.01 to $62.92.
F5 This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.