Earl H. Nemser - Aug 9, 2023 Form 4 Insider Report for Interactive Brokers Group, Inc. (IBKR)

Role
Vice Chairman, Director
Signature
/s/ Raymond Bussiere as authorized signatory for Earl H. Nemser
Stock symbol
IBKR
Transactions as of
Aug 9, 2023
Transactions value $
-$19,209,309
Form type
4
Date filed
9/13/2023, 06:42 PM
Previous filing
Jul 31, 2023
Next filing
Dec 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IBKR Class A common stock Other -$19.2M -221K -55.85% $86.85 175K Aug 9, 2023 By EN Holdings LLC F1, F2, F3
transaction IBKR Class A common stock Other -$15.2M -175K -100% $86.85 0 Aug 10, 2023 By EN Holdings LLC F1, F3, F4
transaction IBKR Class A common stock Other $15.2M +175K +146.09% $86.85 294K Aug 10, 2023 Direct F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 EN Holdings LLC, a limited liability company owned by the Reporting Person and his affiliates, distributed to its members the shares it acquired in a partial redemption of its interest in IBG Holdings LLC. Such securities were acquired by IBG Holdings LLC from Interactive Brokers Group, Inc. immediately prior to the redemption in exchange for membership interests in IBG LLC.
F2 Represents the number of securities distributed to certain members of EN Holdings LLC.
F3 The per share price provided represents the closing price of the issuer's Class A common stock on 7/27/2023, the date when the exchange described in footnote (1) took place.
F4 Represents the number of securities distributed to the Reporting Person by EN Holdings LLC. These shares are directly owned by the Reporting Person.
F5 This amount includes (a) securities acquired by the Reporting Person; (b) Class A common stock attributable to vested restricted stock units awarded under the amended 2007 Stock Incentive Plan ("Plan") and (c) unvested restricted stock units awarded under the Plan.