Thomas F. Lesinski - 04 Aug 2023 Form 4 Insider Report for National CineMedia, Inc. (NCMI)

Role
Chief Executive Officer, Director
Signature
/s/ Laura Anne Kenwick, as attorney-in-fact
Issuer symbol
NCMI
Transactions as of
04 Aug 2023
Net transactions value
-$15,048
Form type
4
Filing time
08 Aug 2023, 17:37:58 UTC
Previous filing
03 Aug 2023
Next filing
13 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NCMI Common Stock Options Exercise $0 +8,090 +20% $0.000000 48,833 04 Aug 2023 Direct F1
transaction NCMI Common Stock Sale $15,048 -4,732 -9.7% $3.18 44,101 04 Aug 2023 Direct F2
transaction NCMI Series B Preferred Stock Award $0 +50 $0.000000 50 07 Aug 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NCMI Restricted Stock Units Options Exercise $0 -8,090 -100% $0.000000* 0 04 Aug 2023 Common Stock 8,090 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents acquisition of common stock upon vesting of restricted stock units.
F2 Represents sale of securities on the open market to satisfy tax obligations upon the vesting of restricted stock units pursuant to the terms of the award agreement.
F3 At any time following the third anniversary of the date of issuance, the Series B Preferred Stock may be redeemed, at a price equal to $1,000 per share.
F4 Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Remarks:

All holdings herein have been adjusted to reflect the Company's 1-for-10 reverse stock split effected on August 3, 2023.