Galkin Vladimir - 20 Sep 2024 Form 4/A - Amendment Insider Report for Innovative Eyewear Inc (LUCY)

Role
10%+ Owner
Signature
/s/ Vladimir Galkin, Attorney in Fact
Issuer symbol
LUCY
Transactions as of
20 Sep 2024
Net transactions value
+$572,576
Form type
4/A - Amendment
Filing time
27 Sep 2024, 16:12:34 UTC
Date Of Original Report
24 Sep 2024
Previous filing
27 Sep 2024
Next filing
26 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUCY Common Stock, par value $0.00001 Purchase $470,808 +45,401 +6.1% $10.37* 788,646 20 Sep 2024 Direct F1, F2, F3
transaction LUCY Common Stock, par value $0.00001 Purchase $250,664 +24,599 +3.1% $10.19* 813,245 20 Sep 2024 Direct F1, F3, F4
transaction LUCY Common Stock, par value $0.00001 Sale $116,446 -10,792 -1.3% $10.79* 802,453 20 Sep 2024 Direct F1, F3, F5
transaction LUCY Common Stock, par value $0.00001 Sale $32,450 -3,245 -0.4% $10.00 799,208 20 Sep 2024 Direct F1, F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported reflects the volume weighted average purchase or sale price (whichever the case may be) on the transaction date within a $0.25 range, unless otherwise noted. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price within the ranges set forth in footnotes (2) and (4) to (6) in this Form 4.
F2 The purchases were executed in multiple trades at prices ranging from $10.33 to $10.37.
F3 The shares of Common Stock are held jointly by Vladimir Galkin and Angelica Galkin, husband and wife. Accordingly, this Form 4 is being filed jointly by: (i) each of Vladimir Galkin and Angelica Galkin, husband and wife; and (ii) The Angelica Galkin Revocable Trust, dated April 21, 2018 ('Galkin Revocable Trust'). On September 20, 2024, the Galkin Revocable Trust ceased to be a beneficial owner of Common Stock upon the transfer of 799,208 shares of Common Stock of Issuer (representing all of its shares of Common Stock) to a joint account held by Vladimir Galkin and Angelica Galkin.
F4 The purchases were executed in multiple trades at prices ranging from $10.11 to $10.20.
F5 The sales were executed in multiple trades at a price of $10.79.
F6 The sales were executed in multiple trades at a price of $10.00.

Remarks:

The original Form 4, filed on September 24, 2024, is being amended by this Form 4 amendment solely i) to include the omitted names and addresses of Angelica Galkin and The Angelica Galkin Revocable Trust as Reporting Persons, since they were unable to obtain the necessary CIK codes by the filing date; and ii) to properly classify the Ownership Form as Direct (D). Such information was previously provided in the footnotes (other than the addresses of such Reporting Persons).