Erle T. Mast - Feb 1, 2022 Form 4 Insider Report for ZOGENIX, INC. (ZGNX)

Role
Director
Signature
/s/ Michael P. Smith, Attorney-in-fact for Erle T. Mast
Stock symbol
ZGNX
Transactions as of
Feb 1, 2022
Transactions value $
-$17,545
Form type
4
Date filed
2/3/2022, 03:42 PM
Previous filing
Jan 21, 2022
Next filing
Mar 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZGNX Common Stock Options Exercise $15K +1.25K +41.3% $12.00 4.28K Feb 1, 2022 Direct F1
transaction ZGNX Common Stock Sale -$32.5K -1.25K -29.23% $26.04 3.03K Feb 1, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZGNX Stock Option (Right to Buy) Options Exercise $0 -1.25K -100% $0.00* 0 Feb 1, 2022 Common Stock 1.25K $12.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2021.
F2 Represents the weighted average sales price per share. The shares were sold at prices ranging from $26.00 to $26.10 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3 All of the shares subject to this option are fully vested and exercisable as of the date hereof.