Ashish M. Sagrolikar - Aug 9, 2021 Form 4 Insider Report for ZOGENIX, INC. (ZGNX)

Role
EVP & CHIEF OPERATING OFFICER
Signature
/s/ Michael P. Smith, Attorney-in-fact for Ashish Sagrolikar
Stock symbol
ZGNX
Transactions as of
Aug 9, 2021
Transactions value $
$0
Form type
4
Date filed
8/11/2021, 09:21 PM
Previous filing
Jul 6, 2021
Next filing
Mar 9, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZGNX Stock Option (Right to Buy) Award $0 +20K $0.00 20K Aug 9, 2021 Common Stock 20K $14.86 Direct F1
transaction ZGNX Restricted Stock Units Award $0 +10K $0.00 10K Aug 9, 2021 Common Stock 10K Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option vests as to 1/48 of the total shares monthly beginning September 5, 2021 until the option is fully vested on August 5, 2025, subject to the option recipient's continuous service to the Company on each such vesting date.
F2 Each restricted stock unit represents a contingent right to receive one share of Zogenix common stock.
F3 The restricted stock units vests in four equal installments on each of August 5, 2022, 2023, 2024 and 2025, subject to the reporting person's continuous service to the Company on each such vesting date.
F4 Not applicable.